The following is from a briefing paper I wrote for an organization in India where there is some discussion about introducing mandatory reporting laws. It is still controversial. In Canada and the United States we have had them for many years and we forget that they have been both beneficial and harmful.
Introduction
Mandatory reporting to child
protection authorities (CPS) is an issue that receives consideration in various
jurisdictions. The essence of it is that certain persons or professionals are
mandated to contact CPS when they believe that a child is at risk as a result
of abuse and, in some cases, neglect.
The purpose of this briefing paper
is to review the main arguments for and against the use of this tool. Such
reporting is typically embedded within child protection legislation by the
competent authority, In some countries, that may be a national mandate whereas
in others, it is the responsibility of state or provincial governments.
Context for Mandatory Reporting
The moral and ethical basis for
seeking to bring in mandatory reporting is that children who are being subject
to harm, from parents or other guardians, deserve to be protected. In this
context, it is thought that the state should perform this role when those who
are otherwise entrusted to care for a child show themselves to be unable to do
so.
Intervention by the state is often
thought to be an action that should be taken with extreme care, as most nations
with child protection systems believe that family should be the primary unit to
raise children. The state should only intervene when the family cannot or will
not do that. Even then, child protection legislation will typically focus on
efforts to preserve the family unit. CPS social workers will have, as a
mandate, to intervene with a goal of helping the family to stay together. When
children are removed from the family, the goal will be to return the children
to family care as soon as possible with intervention aimed at correcting
whatever caused the children to be temporarily removed. Severing parental
rights to raise their children is considered a last resort.
The notion is that CPS should use
the least intrusive option available. The best interest of the child is thought
to reside in the family, which is an underpinning of many cultural beliefs
about family.
Families who are abusive or
neglectful to their children would not typically seek out the attention of CPS.
Thus, mandatory reporting has been framed as a way to ensure that these
families are brought to attention so that children can be protected.
Present Mandatory Approaches
Mandatory reporting is used in
several Western countries who have highly developed child protection systems.
This includes Canada, Australia, and The United States. As Matthews & Kenny
(2008) note, it is these three countries who are most invested in this
approach.
Matthews & Kenny (2008) report
that there are other countries which have some form of mandatory reporting
legislation. These are outline in Table 1. Some of these countries do this by
policy as opposed to legislation. Others have a voluntary system.
|
Mandatory by Legislation or
Policy
|
Argentina, Armenia, Bangladesh,
Belarus, Benin, Bosnia and Herzegovina, Brazil, Bulgaria, Canada, Chile,
Columbia, Democratic Republic of Congo, Denmark, Egypt, England, Estonia,
Ethiopia, Finland, France, Honduras, Hungary, Iceland, Israel, Italy, Japan,
Republic of Korea, Lebanon, Malaysia, Mauritius, Mexico, Mongolia,
Montenegro, Nepal, Peru, Philippines, Portugal, Romania, Russia, Rwanda,
Serbia, South Africa, Spain, Turkmenistan, USA, Zambia
|
|
Voluntary Reporting Systems
|
Cameroon, China, Germany, India,
Netherlands, New Zealand, Pakistan, Saint Lucia, Scotland, Singapore, Sri
Lanka, Togo
|
Table
1: Reporting systems by legislation, policy or on a voluntary basis – Source:
Matthews & Kenny, 2008
It is apparent in Table 1 that
there are nations identified with poorly developed child protection systems.
Countries that use this reporting
mechanism place an obligation on various professionals (such as doctors,
teachers, social workers, psychologists, dentists and so on) while others also
place an obligation upon all citizens.
It would appear that other
countries have felt that this approach lacks evidence of effectiveness. Others
feel that this approach has a tendency to increase the conflict between a
family and the state, thus reducing the effectiveness of interventions.
Arguments in Favour
The prime argument is, as noted
above, the need to protect children from abuse and neglect when primary carers
are unwilling or unable to do so. While legislation demanding reporting cover
all children who would fall within the child protection legislation, the main
focus is around small children who would be otherwise incapable of telling
about the abuse.
Yet, for older children, the harm
may have become so normalized for them that they are unable to recognize that
what goes on in the family is harmful.
A third argument is that children
are often hidden within the family structure. Therefore, the risks that they
live through are typically invisible to the larger society. When a professional
finally sees them, the harm may have been going on for some time. The child may
still be reluctant to disclose and thus it is up to the professional, as
opposed to the child, to then take steps to protect.
It might also be argued that, in
the absence of mandatory reporting, professionals may be very reluctant to
report for fear that they will alienate the child and / or the family. The case
vignette in box 1 illustrates the point. Professionals can feel very much
caught in a bind between their loyalty to the child and family versus a
professional obligation. Mandatory reporting takes the professional out of that
bind.
There are other arguments that
also favour this approach. Mandated professionals will tend to know the family
circumstances or the risk factors in a way that leads to better and more
detailed referrals to child protection. Thus, when a case is reported, the case
has a far higher probability of being one that should truly matter to CPS.
Dr. Paul Johnston has been seeing Evan, a 4 year old boy, as
his patient since Evan was born. He has also been the family doctor for his
mother, Betty, now 26 years old, since she was a teenager. Dr. Johnston has had
some concerns with her parenting although feels that he has been able to give
her good advice. While Evan has been a bit behind on his developmental
milestones, with his advice, Betty has been trying to ensure that Evan gets the
support he needs.
However, for the past 2 visits, Evan has had bruising on his
stomach and buttocks that Betty says is the result of Evan falling while
playing. To Dr. Johnston, these explanations do not seem to make sense given
the injuries.
She has also told him that she has a new boyfriend living at
the house. She says that Evan does not like him.
Dr. Johnston suspects that the new boyfriend is hitting
Evan. He fears that if he calls child protection that Betty will be upset and
stop coming to see him. He believes that he has a good relationship with her
and has been able to help her be a better parent.
BOX ONE
The argument further goes on to
suggest that the professional can then be used as an ally to help build better
and more effective interventions given their knowledge of the family.
For many legislators, the approach
has appeal as they can be seen as taking concrete steps to protect children. In
general, this may then receive broad support in the community. It could be seen
as offering a symbolic message to the community that abusive and neglectful
behavior by caregivers should not be tolerated,
For many professionals, such
legislation has a significant protection. They are typically protected from
allegations of professional misconduct if they report in accordance with
mandatory reporting guidelines.
Proponents of mandatory reporting
suggest that it has the ability to increase the awareness of child abuse in the
larger community. Thus, it can serve both awareness and prevention purposes. There are also those who would look at some of the major scandals of recent years such as the Sandusky matter in the USA, the Catholic church and other clergy in various parts of the world and the Boy Scouts in Canada and the USA as proof that mandatory reporting laws are needed. Yet some of those cases occurred in jurisdictions with such laws in place.
Arguments Against
Perhaps one of the most
significant arguments that can be mounted is that mandatory reporting must be
connected to a responsive child protection system that can effectively assess
and intervene. If a system cannot manage the referrals, or if there is no
effective system, then mandatory reporting becomes a futile effort. Building
support of professionals, who are called upon to report, requires that they
believe the cases are managed well.
Reporters also fear that they will
be identified leading to angry families then venting upon them. Many laws seek
to protect the identity of the reporter. The context of the report can make it
fairly easy for a family to determine who called child protection in many
cases. In the same vein, it can also act as a barrier to families seeking help
fearing that they will be reported to CPS (Munro & Parton, 2007)
Another barrier is when systems
are over loaded and social workers face high caseloads. This means that
reported cases may be poorly managed or not managed at all. Professionals will
then wonder what was the value in filing a report in the first place.
This gets further compounded when
the system receives more reports than it imagined would occur when mandatory
reporting legislation was brought into place. Melton (2005) argues that abuse
is a far more reaching problem than CPS can manage, particularly when neglect
is included. This can get even murkier when cases that are being reported are a
result of such societally systemic issues such as poverty and community
disadvantage. There are also indicators that heavy mandatory reporting levels
can result in serious cases being missed or receiving insufficient attention,
to the detriment of the safety of the child.
Other critics have argued that
mandatory reporting, especially when it includes the public, leads to a number
of cases being referred that simply should never be. Spiteful family members,
former spouses, alienated parents can all become the source of reporting. This
then causes limited CPS resources to be used for cases that should never be in
the system.
A further argument against such a
policy relates to the amount of training that is required to make such a system
effective. Those that will be required to report need to understand what is
required, to whom they should report and what they can expect will happen.
Training costs are not one-time expenditures. People change, new people come,
circumstances change – all leading to an ongoing training requirement. This can
be expensive. Critics suggest that such monies are poorly spent, as there is
little evidence that mandatory reporting actually reduces rates of child abuse
and neglect (Centre for Social Research and Education, 2012). Training is also
needed to ensure that there is some understanding about what is meant by
various terms such as physical, emotional, sexual abuse as well as neglect.
There may be other conditions that fall within the requirements that will also
need explanation. Those who are required to report must understand what and
when they are to do so.
The understanding of what
constitutes abuse also changes over time. In some jurisdictions things such as
exposure to criminal activity by parents, drug or alcohol dependency in the
home, exposure to domestic violence are all examples of understanding that
emerged in the relatively recent times. When mandatory reporting laws came into
vogue in the 1970s and beyond, they followed the work of American pediatrician
C. Henry Kempe and his colleagues who wrote about the Battered Child Syndrome
(1962). They were concerned with physical abuse. Today, a much broader range of
behaviors is of concern.
There also remains a question
about what level of suspicion is required for a report to be made (Matthews
& Kenny, 2008). Many who report may be quite confused about when a case
crosses that threshold. These same authors also raise the question of the
suspected timing of the abuse. Is it reportable if the abuse occurred at some
time in the past or must the risk be a current one?
There are also forms of abuse that
occur outside the family. Sexual abuse is such an example. The West has seen a
series of very high profile cases that involve media personalities, coaches and
clergy, for example. Critics worry about how far reaching child protection
reporting should be as opposed to matters that more properly might be the
domain of the criminal justice systems.
Even for matters occurring within
the family, there must be clarity as to who is to be included in such
legislation or policy. Many might feel comfortable that a report under such
laws should include a parent harming a child. What, however, if the perpetrator
is a sibling? There are many approaches.
What about research on effectiveness?
There is little hard data that
suggests mandatory reporting reduces the impact of abuse and neglect or
benefits child protection systems (Centre for Social Research and Evaluation,
2012). The Australian Doctor’s Fund
(2009) reported that they were unable to find any substantial research
evaluating the impact of mandatory reporting. What research does exist suggests
that mandatory reporting leads to high case loads with large proportions of
reported cases being unsubstantiated. Yet, valuable resources were undertaken
in order to investigate the unsubstantiated cases (Delfabbro, Hirte, Wilson
& Rogers, 2010).
Some data suggests that reporting
to CPS is often more focused on disadvantaged and marginalized populations
(Choate, 2013).
What would need to happen?
If a mandatory reporting system
were to be introduced, there are several steps required:
·
Legislation would need to be clear on what is to
be reported by who and to whom. The legislation will also need to be clear on
the definitions of terms such as abuse, neglect, maltreatment and so on. It
must also carefully articulate the persons who could be reported upon;
·
There needs to be a vibrant, structured child
protection system that is capable of receiving, investigating and managing
referrals as well as the follow up with cases where abuse is substantiated;
·
Training is required for all professionals who
would be covered by the reporting requirement. This would need to be complex
ensuring that reporters fully understood their obligation as well as the thresholds.
Legislation is often vague leaving professionals unsure about the criteria;
·
Effective inter-agency communication protocols
that ensure data can be shared with child protection workers and related care
professionals;
·
Mechanisms for effective case load management.
This would include means by which reports that come in from various sources can
be collated allowing the investigator to build a comprehensive picture;
·
Follow – up procedures with mandatory reporters
in order to build faith in the child protection system; and
·
Intervention services that are designed to
assist families to correct and manage parenting risks.
References:
Australian Doctor’s Fund. (2009). Mandatory reporting – Does it work? Author.
Centre
for Social Research and Evaluation. (2012). Mandatory
reporting: Literature snapshot – July 2012. Auckland, NZ: Ministry of
Social Development.
Choate,
P.W. (2013). Parents with Fetal Alcohol Spectrum Disorders in child protection
systems: Issues for Parenting Capacity Assessments. First People's Child and Family Review, In press.
Delfabbro, P., Hirte, C., Willson,
R. & Rogers, N. (2010). Longitudinal trends in child protection statistics
in South Australia. Children Australia,
35 (3), 4-10.
Harries,
M. & Clare, M. (2002). Report for the
Western Australian Child Protection Council: Mandatory reporting of child
abuse: Evidence and options. Discipline of Social Work and Social Policy:
University of Western Australia.
Kempe,
C.H., Silverman, F., Steele, B. Droegmueller, W. & Silver, H. (1962). The battered
child syndrome. Journal of the American Medical Association,
181, 4-11.
Matthews,
B. & Kenny, M.C. (2008). Mandatory reporting legislation in the United
States, Canada and Australia: A cross-jurisdictional review of key features,
differences and issues.
Child
Maltreatment, 13, 50-62.
http://doi.dx.org/10.1177/1077559507310613
Munro, E. & Parton, N. (2007). How far is
England in the process of introducing a mandatory reporting system? Child Abuse Review, 16, (1) 5-16. http://doi.dx.org/10.1002/car.973